Newcastle Uni
School of Chemical Engineering and Advanced Materials
Introduction
Thesis layout
Thesis structure
Flow of contents
Contents of key chapters
Citation styles
The reference list
Numbering and captions
Final remarks
Other resources and tools
WRITING RESEARCH THESES OR DISSERTATIONS
(guidelines and tips)
NUMBERING AND CAPTIONS

Now let us get to the details about the format to use to number

how to refer to them in the text, and the format for figure and table captions.

Chapters and Sections in Chapters

Each chapter of the dissertation should be assigned a number. For example, the first chapter,

Chapter 1. INTRODUCTION

or the literature review chapter,

Chapter 2. LITERATURE REVIEW

Chapter sections and subsections should also be assigned a numerical index. For example, the first section of Chapter 1 could be:

1.1 Statement of the Problem

while a subsection of Section 4 in Chapter 4 could be:

4.2.1 Simulation results

Notice the use of different cases in the 3 heading categories. The title of chapter is in upper case (capitalised); the heading of a section has the first letter of key words in upper case; while only the first letter of the first word in a subsection is capitalised. These styles are used as visual cues to indicate the different levels of headings. Avoid having more than 3 levels, e.g. 2.1.3.2, as they can make the text messy especially when referring to them. If you need to categorise further, the contents of a subsection, use a different font style. Bold and underlined text is a popular format.

To refer to a particular chapter, use the formats given by the following examples:

Chapter 2 provides a review of work in this area.

The reason for this modification, stated in Chapter 3, ....

Notice that the word "Chapter" is written in full with a capital "C".

The following examples show how references are made to sections or subsections:

The procedure outlined in Section 5.3 was employed to ...

Section 3.2.2 discussed the implication of ...

Here, the word "Section" with a capital "S" is used to refer to both sections and subsections; the latter being obvious from the numerical index.

When you compile the table of contents, include all heading levels and their titles. This is another reason not to have more than 3 heading levels - the contents list becomes overly complex.

Figures and Diagrams

All figures and diagarms must be captioned and given a numerical index. Captions should appear below the figure or diagram, and should be sufficiently descriptive without being too long. Simply state what the illustration is showing and do any explaining in the main text. Captions for figures and diagrams have the format:

Figure Chapter number.Figure number. Description.

The word "Figure" is used generically to cover all illustrations, e.g. drawings, flow charts, sketches, etc. Spell out the word in full. Note too, the positions of the full-stops. The numerical index is composed of the chapter number, a full-stop, followed by the figure number, terminated with another full stop. Thus, the third illustration appearing in Chapter 4 would have the caption:

Figure 4.3. Schematic of control system for the methanol-water column.

You may use the abbreviated form, "Fig.", when referring to illustrations if the reference appears in the middled of a sentence. For example:

The control scheme, shown in Fig. 4.3, is quite common.

Otherwise, write the word "Figure" in full, e.g.

Figure 4.3 shows a common control scheme for a distillation column.

Tables and Lists

All tables and lists, must be captioned and given a numerical index, and the numbering style is identical to that used for figures and diagrams. Lists would include snippets of computer code; step-by-step instructions or procedures. The captions should be placed below each table and list. So, for example, the second table in Chapter 3 would have the caption:

Table 3.2. Performance measures obtained using the proposed procedure.

Abbreviations should not be used when referring to tables and lists - write out the word "Table" in full, with a capital "T".

Equations

"Equations" is used to mean mathematical as well as chemical expressions. Each major equation should be assigned a numerical index, with the following format: (Chapter number.Equation number). The following shows equation number 6 in Chapter 4.

A = 2B + C(4.6)

Use the following rules when referring to equations.

  • When a sentence starts with the word "Equation", write it out in full followed by the numerical index
  • Otherwise use either the abbreviation "Eq." or "Eqn.", making sure that you maintain consistency throughout the dissertation. When referring to a collection of equations, use the corresponding plural forms, i.e. "Eqs." or "Eqns."

For example:

Equation (5.1) shows the effect of ...

Substituting Eq.(3.3) into Eq.(3.7) yields ...

The process model, given by Eqs.(4.4) to (4.10), ...

When referring to equations in text contained within parentheses, you need not enclose the equation's numerical index within parentheses. For example:

The process model, (Eqs. 4.4 to 4.10), ...

is much neater than:

The process model, (Eqs.(4.4) to (4.10)), ...

In Summary ...

Again, you should check your institution's guidelines and regulations concerning the presentation and layout styles for dissertations and theses. Where numbering and caption styles are concerned, the key thing to remember is to be consistent.

Tips
  • Some word-processors have a tool to keep track of figure and table captions as well as equation numbers. If present, the tool can also generate lists which you can use in the sections following the Table of Contents [see Structure]. Learn to use this well as it can save you a lot of time and effort.

  • If the word-processor you are using does not have this capability, you should maintain the lists as you write.

 

 

 
The Reference list.Final remarks
© Copyright 2001-2009
All rights reserved
 
 
Updated: 2 May, 2001

 Written by Ming Tham. Please email comments and suggestions to: ming.tham@ncl.ac.uk