Newcastle Uni
School of Chemical Engineering and Advanced Materials
Introduction
Thesis layout
Thesis structure
Flow of contents
Contents of key chapters
Citation styles
The reference list
Numbering and captions
Final remarks
Other resources and tools
WRITING RESEARCH THESES OR DISSERTATIONS
(guidelines and tips)
CITATION STYLES

One of the things that confound first-time writers of research papers and dissertations is how to cite references. The two most common methods for citing published work:

You should be consistent and stick to one of these citation styles. The system you use will also determine how you compile and present the Reference list. Which one you use will depend on institutional guidelines or regulations.

The Number System

With this system, references to published work is via the use of numbers, e.g.

There are many undergraduate texts on Process Control [1-4]. The most popular seems to be the book by Luyben [2]. However, the only one to deal with process design and process control in an integrated manner is that by Marlin [4].

or

There are many undergraduate texts on Process Control 1-4. The most popular seems to be the book by Luyben 2. However, the only one to deal with process design and process control in an integrated manner is that by Marlin 4.

In both examples above, three citations were made. The first referred to publication number 1, 2, 3 and 4; the second citation referred to publication number 2; while the last citation referred to publication number 4. The fact that the numbers relate to items in the reference list is indicated by the square parentheses [...] or by the superscripts. Again, which convention you follow will depend on the guidelines and regulations of your institution.

When using the number-system citation style, the order of the corresponding reference list is important. By convention, the first cited publication will be the first on the list and assigned the number "1". The second cited publication will be the second on the list and assigned the number "2" and so on. That is, the publications in the reference list is presented in the order that they were cited. However, the reference list must not contain duplicates. This means that you will have to keep track of the publications that you have cited and their associated order in the reference list, so that you use the appropriate number when you cite a publication more than once, as in the above examples.

Tips
  • If all you are told is that you should use the number-system, you should choose the one that is easiest to type and correct. Using square-parentheses is probably easier, as you do not have to mess about with subscripts.

  • Compile the reference list as you write your chapters, keeping it open in the word processor but in a separate file. Add new cited pulications to the list as you work, and refer to it for the number to use with publications that have been cited.

  • Check for duplicates whenever you add publications to the reference list. Making corrections to citations when duplicates are discovered later is a most painful and frustrating process.

The Name-Year System

Using the name-year citation style, the above example becomes:

There are many undergraduate texts on Process Control (Coughanowr, 1991; Luyben, 1990; Marlin, 1995; Shinskey, 1988). The most popular seems to be the book by Luyben (1990). However, the only one to deal with process design and process control in an integrated manner is that by Marlin (1995).

The first citation named 4 authors using their surname (last name). Associated with each surname, is the year of the publication. Notice that they are presented in alphabetical order, within round parantheses, (...). The author part is separated from the year part by commas, ','. Author-year pairs are separated by semi-colons ';'. The next two citations named the authors using their surnames with the year of the cited publications enclosed in parentheses. Therefore, there are two ways to use the "name-year citation style. When using this citation style, the reference list is presented in alphabetical order.

How a publication is cited also depends on the number of authors. If there are two authors, then cite as follows:

Clarke and Gawthrop (1979) modified the Minimum Variance objective function to include ...

or

The Generalised Minimum Variance self-tuning algorithm was proposed in the late 1970s (Clarke and Gawthrop, 1979).

When a publication has more than two authors, cite as follows:

Montague and co-workers (1987) considered ...

or

There are many variations to the algorithm (e.g. Cox, 1991; Willis and colleagues, 1990).

You can use the phrases "co-workers" and "colleagues" interchangeably. You can also use "et. al.", the short form for the Latin phrase "et alii", which means "and others". The preceding two forms are preferred as they tend to cause less disruption to the flow of the sentence. Also, since "et. al." is Latin, it should be in italics - unnecessary work.

Tips
  • If you are not restricted to a particular citation style, use the name-year system. Most word processors have a "sort" tool, making the reference list easy to maintain. Duplicated items are easily detected, and there is no need to make corrections to citations when duplicates are discovered.

  • Compile the reference list as you write your chapters, keeping it open in the word processor but in a separate file. Add new cited pulications to the list as you work.

  • Check for duplicates by sorting the reference list alphabetically.

Now let us move on to the presentation of the reference list.

 
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Updated: 30 April, 2001

 Written by Ming Tham. Please email comments and suggestions to: ming.tham@ncl.ac.uk